Jul 21, 2017 18:23
7 yrs ago
2 viewers *
English term
Broker Member
English to Spanish
Bus/Financial
Finance (general)
Brokers
I need to know how a Broker Member is called in Spanish.
Context:
To perform as a trader (broker) of commodities in the UAE the company (a legal entity incorporated according to the UAE law or foreign company incorporated outside the UAE) needs to carry out the necessary procedures to obtain a membership from DGCX (Dubai Gold and Commodities Exchange).
Broker Members are entitled to trade on all the products listed by the DGCX either on proprietary basis or on behalf of clients. Broker members have to meet minimum Net Current Tangible Asset (NCTA) requirements specified by Exchange, and comply with a set of regulatory requirements specified in the DGCX By – Laws. Broker Members proposing to deal on behalf of clients, will be subject to statutory regulations.
Broker Members will require a license from the Securities and Commodities Authority UAE (SCA). Following provisional admission to DGCX Broker Membership, the Exchange will submit the necessary papers to the SCA on the applicant's behalf.
Applicants for DGCX Broker Membership incorporated outside the UAE will be required to provide details of the regulatory arrangements they are subject to in their home jurisdiction.
Before an applicant is approved as a Broker Member, the Exchange needs to carry out certain checks such as;
The applicant's financial resources
The applicant's expertise and experience as a broker in commodities, derivatives markets and/ or in securities, or other similar markets
The applicant's likely contribution to the liquidity and development of DGCX markets
Fees and charges
Summary of Fees and Minimum Net Current Tangible Asset (NCTA) Requirements
To apply for DGCX membership you need to firstly complete the application form. The application fees for Broker and Trade membership is US$ 1,000. The application fees are non – refundable even if the application is unsuccessful. Monies received into DGCX accounts in respect of Membership must represent the full fees as notified. Broker Memberships are currently offered at an Admission Fee of US$ 150,000.
Context:
To perform as a trader (broker) of commodities in the UAE the company (a legal entity incorporated according to the UAE law or foreign company incorporated outside the UAE) needs to carry out the necessary procedures to obtain a membership from DGCX (Dubai Gold and Commodities Exchange).
Broker Members are entitled to trade on all the products listed by the DGCX either on proprietary basis or on behalf of clients. Broker members have to meet minimum Net Current Tangible Asset (NCTA) requirements specified by Exchange, and comply with a set of regulatory requirements specified in the DGCX By – Laws. Broker Members proposing to deal on behalf of clients, will be subject to statutory regulations.
Broker Members will require a license from the Securities and Commodities Authority UAE (SCA). Following provisional admission to DGCX Broker Membership, the Exchange will submit the necessary papers to the SCA on the applicant's behalf.
Applicants for DGCX Broker Membership incorporated outside the UAE will be required to provide details of the regulatory arrangements they are subject to in their home jurisdiction.
Before an applicant is approved as a Broker Member, the Exchange needs to carry out certain checks such as;
The applicant's financial resources
The applicant's expertise and experience as a broker in commodities, derivatives markets and/ or in securities, or other similar markets
The applicant's likely contribution to the liquidity and development of DGCX markets
Fees and charges
Summary of Fees and Minimum Net Current Tangible Asset (NCTA) Requirements
To apply for DGCX membership you need to firstly complete the application form. The application fees for Broker and Trade membership is US$ 1,000. The application fees are non – refundable even if the application is unsuccessful. Monies received into DGCX accounts in respect of Membership must represent the full fees as notified. Broker Memberships are currently offered at an Admission Fee of US$ 150,000.
Proposed translations
(Spanish)
3 +1 | corredor/bróker miembro | Marissa Aguayo Gavilano |
4 +1 | operador | Javier Sancho Durán |
Proposed translations
+1
7 mins
Selected
corredor/bróker miembro
No encontré mucha información al respecto, pero me parece que es una traducción directa. Los corredores o las firmas de corretaje o brókeres se vuelven miembros de la DGCX.
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Note added at 19 hrs (2017-07-22 13:40:56 GMT)
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Me sigo inclinando por no utilizar operador, ya que es mayormente usado para personas físicas y no jurídicas. en este caso estamos hablando de una empresa.
http://www.fundeu.es/recomendacion/broker-brokeres-agente-in...
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Note added at 19 hrs (2017-07-22 13:40:56 GMT)
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Me sigo inclinando por no utilizar operador, ya que es mayormente usado para personas físicas y no jurídicas. en este caso estamos hablando de una empresa.
http://www.fundeu.es/recomendacion/broker-brokeres-agente-in...
4 KudoZ points awarded for this answer.
Comment: "Muchas gracias. No sabía si había algo más específico. Y tal como dices, en mi caso se trata de una empresa."
+1
1 hr
operador
En España, podríamos fijarnos en el MEFF, por ejemplo. Ahí lo que se exige para invertir directamente o actuar como bróker (es decir, para invertir en nombre de otras personas) es una licencia de operador MEFF.
http://www.institutobme.es/esp/curso/Licencia_de_Operador_ME...
http://www.institutobme.es/esp/curso/Licencia_de_Operador_ME...
Peer comment(s):
agree |
Yaotl Altan
1 hr
|
neutral |
Marissa Aguayo Gavilano
: Javier, me parece que operador sería en todo caso la traducción de "trader". Concluyo eso al leer la información del enlace.
2 hrs
|
Los inversores de a pie (esos «traders») no pueden operar en estos mercados directamente, de ahí que la licencia de operador sea para brókers. Lógicamente «trader» se puede traducir como operador en muchos contextos.
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