Glossary entry

English term or phrase:

SEC Issuer Audit Client

Portuguese translation:

Cliente de auditoria realizada por determinação da SEC

Added to glossary by rhandler
Sep 1, 2008 07:52
16 yrs ago
2 viewers *
English term

SEC Issuer Audit Client

English to Portuguese Bus/Financial Investment / Securities venda de valores mobiliários
The Company represents and warrants to XXX that the Company is neither an SEC Issuer Audit Client, nor included in the consolidated financial statements of an SEC Issuer Audit Client. An SEC Issuer Audit Client shall be defined as any audit client of XXX LLP that is either (i) an issuer of securities required to be registered pursuant to Section 12 of the Securities Exchange Act of 1934 or (ii) required to submit periodic reports to the U. S. Securities Exchange Commission pursuant to Sections 13 or 15 (d) of the Securities Exchange Act.
Change log

Sep 3, 2008 12:56: rhandler changed "Edited KOG entry" from "<a href="/profile/37603">Mamifera's</a> old entry - "SEC Issuer Audit Client"" to ""Cliente de auditoria realizada por determinação da SEC""

Proposed translations

+1
8 hrs
Selected

Cliente de auditoria realizada por determinação da SEC

SEC é a CVM (Comissão de Valores Mobiliários) americana. A SEC está certificando que a empresa não não sofreu auditoria realizada por determinação da SEC.
Peer comment(s):

agree Marcos Antonio
2 hrs
Obrigado, Marcos!
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4 KudoZ points awarded for this answer. Comment: "Obridago a todos pela ajuda."
4 hrs

SEC (comissão de títulos e câmbio americana ) emissor da auditoria do cliente

SEC (Securities and Exchange Commission)

Como sugestão acredito q seja um Emissor da Auditoria realizada no Cliente
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